Programme
08.00 - 08.30
- Registration and breakfast
08.30 - 10.00
In this session we will work through a number of scenarios addressing regulatory, compliance and risk issues which arise:
- Through the delivery of financial services through electronic trading applications
- Where the delivery of financial services is interrupted through:
- A technical malfunction; and
- Internal and external threats
We will consider the handling of investigations in the context of reporting and regulatory requirements.
10.00